Compliance Associate (B-D)
Confidential Confidential Red Bank, NJ Red Bank, NJ Full-time Full-time $60,000 - $75,000 a year $60,000 - $75,000 a year Dynamic investment banking firm is seeking a Financial Compliance Associate.
Candidates must hold both Series 7 and Series 24 licenses and have a minimum of 3 years' experience in the securities compliance field.
Requirements:
Series 7 Series 24 3 years experience in the field The ideal candidate will also have a strong knowledge of a wide variety of financial services products and be experienced in dealing with the various regulatory agencies.
The associate may perform other related duties, as assigned, to meet the ongoing needs of the firm.
There are opportunities for advancement with this position for the right individual.
This job description is intended to provide a general overview of the position.
It is not an exhaustive list of responsibilities, duties, or qualifications associated with the role.
Job Type:
Full-time Pay:
$60,000.
00 - $75,000.
00 per year
Benefits:
401(k) Dental insurance Health insurance Life insurance Professional development assistance Physical setting:
Office Schedule:
Monday to Friday Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
Candidates must hold both Series 7 and Series 24 licenses and have a minimum of 3 years' experience in the securities compliance field.
Requirements:
Series 7 Series 24 3 years experience in the field The ideal candidate will also have a strong knowledge of a wide variety of financial services products and be experienced in dealing with the various regulatory agencies.
The associate may perform other related duties, as assigned, to meet the ongoing needs of the firm.
There are opportunities for advancement with this position for the right individual.
This job description is intended to provide a general overview of the position.
It is not an exhaustive list of responsibilities, duties, or qualifications associated with the role.
Job Type:
Full-time Pay:
$60,000.
00 - $75,000.
00 per year
Benefits:
401(k) Dental insurance Health insurance Life insurance Professional development assistance Physical setting:
Office Schedule:
Monday to Friday Work Location:
In person.
Estimated Salary: $20 to $28 per hour based on qualifications.
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